Company Overview: The Vermont Agency is a leading financial services firm dedicated to providing top-tier protection, investment and wealth management solutions to our clients. With a commitment to excellence and integrity, we dramatically impact the lives of others.
Position Overview: We are currently seeking a dynamic and experienced Securities Supervisor to join our team. The Securities Supervisor will play a pivotal role in overseeing and managing the compliance and regulatory functions related to securities trading activities within the firm. The successful candidate will have a deep understanding of securities regulations and a proactive approach to risk management.
Responsibilities:
Additional Responsibilities include:
Qualifications:
Benefits: The Vermont Agency offers a competitive salary and benefits package, including medical/dental/vision insurance, retirement savings plans, and opportunities for professional development and advancement.
Join our team and be part of a dynamic and innovative organization that is dedicated to helping clients achieve their financial goals and having a dramatic impact in our community.
Job Type: Full-time
Pay: $80,000.00 - $180,000.00 per year
Benefits:
Experience level:
Ability to Relocate:
Work Location: In person
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